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NEW QUESTION # 17
情境 8:EsBank 自 9 月起為愛沙尼亞銀行業提供銀行和金融解決方案
2010年,該公司在全國擁有30家分行和100多台ATM機。
EsBank 在高度監管的行業中運營,必須遵守許多有關資料安全和隱私的法律和法規。他們需要透過實施技術和非技術控制來管理整個營運的資訊安全。 EsBank 決定實施基於 ISO/IEC 的 ISMS
27001,因為它提供了更好的安全性、更多的風險控制以及符合法律法規的關鍵要求。
在成功實施 ISMS 九個月後,EsBank 決定由獨立認證機構根據 ISO/IEC 27001 對其 ISMS 進行認證。
第一階段和第二階段審核是共同進行的,發現了一些不符合項。第一個不合格之處與 EsBank 的資訊標籤有關。該公司有資訊分類方案,但沒有資訊標籤程序。因此,需要相同保護等級的文件將被貼上不同的標籤(有時為機密,有時為敏感)。
考慮到所有文件也以電子方式存儲,不合格情況也影響了媒體處理。審計小組透過抽樣得出結論,200 個可移動媒體中有 50 個儲存了被錯誤分類為機密的敏感資訊。根據資訊分類方案,允許將機密資訊儲存在可移動媒體中,而嚴格禁止儲存敏感資訊。這標誌著另一個不合格之處。
他們起草了不合格報告,並與 EsBank 代表討論了審計結論,代表同意在兩個月內針對發現的不合格問題提交行動計劃。
EsBank 接受了審計組組長提出的解決方案。他們根據實體和電子格式的分類方案起草了資訊標籤程序,解決了不合格問題。可移動媒體程式也基於此程式進行了更新。
審計完成兩週後,EsBank 提交了總體行動計畫。在那裡,他們解決了檢測到的不合格問題以及採取的糾正措施,但沒有包括有關受影響的系統、控製或操作的任何詳細資訊。審核小組評估了該行動計劃並得出結論,該計劃將解決不合格問題。然而,EsBank 收到了不利的認證建議。
根據上述場景,回答以下問題:
透過起草資訊標籤程序,EsBank 已:
Answer: B
Explanation:
By drafting a procedure for information labeling, EsBank has submitted an action plan to resolve the nonconformity. This step addresses the immediate issue identified during the audit by establishing a consistent approach to labeling information according to its classification.
NEW QUESTION # 18
場景3:NightCore是一家總部位於美國的跨國科技公司,專注於電子商務、雲端運算、數位串流媒體和人工智慧。在實施資訊安全管理系統 (ISMS) 8 個多月後,他們聘請了認證機構進行第三方審核,以獲得 ISO/IEC 27001 認證。
認證機構成立了一個由七名審核員組成的團隊。傑克是最有經驗的審核員,被任命為審核組組長。多年來,他獲得了許多知名認證,例如 ISO/IEC 27001 首席審核員、CISA、CISSP 和 CISM。
Jack 透過研究和評估 NightCore 實施的每項資訊安全要求和控制,對 ISMS 審查的每個階段進行了全面分析。在第二階段審核期間。傑克發現了一些不合格項。在將購買的軟體許可證發票數量與軟體庫存進行比較後,傑克發現該公司的許多電腦一直在使用非法版本的軟體。他決定要求高階主管對這項違規行為做出解釋,看看他們是否意識到這一點。他的下一步是審計 NightCore 的 IT 部門。高層指派 NightCore 的系統管理員 Tom 擔任指導,陪伴 Jack 和稽核團隊了解系統和數位資產基礎設施的內部運作。
在採訪財務部的一名成員時,審計人員發現該公司最近向其一名顧問進行了一些不尋常的大額交易。收集有關交易的所有必要詳細資訊後。傑克決定直接訪問高階主管。
在討論第一個不合格項時,高階主管告訴傑克,他們願意決定使用複製軟體而不是原始軟體,因為它更便宜。 Jack向NightCore的高層解釋說,使用非法版本的軟體違反了ISO/IEC 27001和國家法律法規的要求。然而,他們似乎對此感到滿意。
在審計幾個月後,Jack 將他在審計期間收集的一些 NightCore 資訊出售給了 NightCore 的競爭對手,以獲取巨額資金。
根據該場景,回答以下問題:
當傑克發現有關軟體的第一個不合格項時,他收集了哪些類型的審核證據?請參閱場景 3。
Answer: B
Explanation:
Jack collected mathematical evidence when he identified nonconformities by comparing the number of purchased invoices for software licenses with the software inventory. This type of evidence involves numerical, quantifiable data that highlights discrepancies and supports findings of compliance or non-compliance.
NEW QUESTION # 19
您將收到來自 IT 支援團隊的以下郵件: 尊敬的用戶,從下週開始,我們將刪除所有不活動的電子郵件帳戶,以便創建空間共享以下詳細信息,以便繼續使用您的帳戶。如果沒有回复,姓名:
電子郵件地址:
密碼:
出生日期:
請聯絡網路郵件團隊以獲得進一步的支援。感謝您的關注。
下列哪一項是最好的回應?
Answer: C
Explanation:
The best response to the email from the IT support team asking for personal details is to not respond to the email and report it to your supervisor. The email is likely a phishing attempt, which is a form of social engineering that uses deceptive emails or other messages to trick recipients into revealing sensitive information, such as passwords, credit card numbers, bank account details, etc. Phishing emails often impersonate legitimate organizations or individuals and create a sense of urgency or curiosity to lure the victims into clicking on malicious links, opening malicious attachments or providing personal information. The IT support team should never ask for your password or other personal details via email, as this is a violation of information security policies and best practices. Ignoring the email or responding to it by saying that one should not share the password with anyone are not sufficient responses, as they do not alert the IT support team or your supervisor about the phishing attempt, which could affect other users as well. Reporting the email to your supervisor is a responsible action that could help prevent further damage or compromise of information. ISO/IEC 27001:2022 requires the organization to implement awareness and training programs to make users aware of the risks of social engineering attacks, such as phishing, and how to avoid them (see clause A.7.2.2). Reference: CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course, ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements, What is Phishing?
NEW QUESTION # 20
應根據審計標準審查下列哪一項以確定審計結果?
Answer: A
Explanation:
* Audit Findings: These are the results of evaluating collected audit evidence against the predetermined audit criteria.
* Audit Evidence: Objective, verifiable information gathered through interviews, observations, document reviews, etc., that supports the audit findings.
* Audit Criteria: The standards, policies, procedures, or requirements of the ISMS that are used as benchmarks for the audit.
The Process: Auditors compare collected audit evidence against the audit criteria to determine whether there is conformity or nonconformity, leading them to generate audit findings.
Reference:
* ISO/IEC 27001:2022, Section 9.2 (Internal Audit): Discusses the process of gathering audit evidence and documenting nonconformities (which form a basis for audit findings).
NEW QUESTION # 21
情境 5:Data Grid Inc. 是一家知名公司,為整個資訊科技基礎設施提供安全服務。它提供網路安全軟體,包括端點安全、防火牆和防毒軟體。二十年來,Data Grid Inc. 透過先進的產品和服務幫助多家公司保護其網路安全。 Data Grid Inc. 在資訊和網路安全領域享有盛譽,決定獲得 ISO/IEC 27001 認證,以更好地保護其內部和客戶資產並獲得競爭優勢。
Data Grid Inc. 任命了審計團隊,該團隊同意審計任務的條款。此外,Data Grid Inc.明確了審核範圍,明確了審核標準,並建議在五天內結束審核。由於Data Grid Inc.員工人數眾多,流程複雜,審計小組拒絕了Data Grid Inc.在五天內進行審計的提議。 Data Grid Inc.堅稱他們計劃在五天內完成審核,因此雙方同意在規定的時間內進行審核。審計小組遵循基於風險的審計方法。
為了獲得主要業務流程和控制的概述,審計團隊存取了流程描述和組織圖表。他們無法對 IT 風險和控制進行更深入的分析,因為他們對 IT 基礎架構和應用程式的存取受到限制。然而,審計小組表示,Data Grid Inc. 的 ISMS 出現重大缺陷的風險很低,因為該公司的大部分流程都是自動化的。因此,他們透過詢問 Data Grid Inc. 的代表以下問題來評估 ISMS 整體上符合標準要求:
*如何定義和指派 IT 和 IT 控制的職責?
*Data Grid Inc. 如何評估控制措施是否達到了預期效果?
*Data Grid Inc. 採取了哪些控制措施來保護操作環境和資料免受惡意軟體的侵害?
*是否實施了與防火牆相關的控制?
Data Grid Inc. 的代表提供了充分且適當的證據來解決所有這些問題。
審計組長起草審計結論並向Data Grid Inc. 的最高管理階層報告。
儘管審核員推薦Data Grid Inc.進行認證,但Data Grid Inc.與認證機構之間在審核目標方面產生了誤解。 Data Grid Inc. 表示,儘管審計目標包括確定潛在改進的領域,但審計團隊並未提供此類資訊。
根據該場景,回答以下問題:
Data Grid Inc. 對以下所有行為負責,但以下情況除外:
Answer: B
Explanation:
In the context of ISO/IEC 27001 audits, the audit team is appointed by the certification body, not by the organization being audited. Data Grid Inc. is responsible for specifying the audit criteria and defining the audit scope, but not for appointing the audit team.
NEW QUESTION # 22
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